RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G••••
- F••• G••• C•••••• L•• state registered currentsince Jan 1, 2026 · Albany, Ca
- N•••• B••••••• W••••• M••••••••• L•• independent RIAJun 14, 2019 to Nov 29, 2021 · B•••••••, Ca
- T••••••••• W••••• M••••••••• L•• unclassifiedJun 13, 2016 to Oct 17, 2019 · El Cerrito, Ca
- P•••••••• I•••••••• O• A•••••• formerAug 18, 2009 to Jul 28, 2016 · San Francisco, Ca
- N•••• B••••••• W••••• M••••••••• L•• to F••• G••• C•••••• L••left Nov 29, 2021, registered Jan 1, 2026 (1494 days) · RIA to a state-registered adviser
- T••••••••• W••••• M••••••••• L•• to N•••• B••••••• W••••• M••••••••• L••left Oct 17, 2019, registered Jun 14, 2019 (-125 days) · Other
- P•••••••• I•••••••• O• A•••••• to T••••••••• W••••• M••••••••• L••left Jul 28, 2016, registered Jun 13, 2016 (-45 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address