RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Apr 2, 2026 · Oak Brook, Il
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Jan 6, 2012 to Dec 31, 2023 · Oakbrook Terrace, Il
• I••••••••• A••••••• I••••••••• I••• unclassified
  Sep 2, 2011 to Jan 6, 2012 · Oakbrook Terrace, Il
• M••••• S•••••• • C•• L•• unclassified
  Jun 4, 2008 to Nov 4, 2008 · Moline, Il

• T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••
  left Dec 31, 2023, registered Apr 2, 2026 (823 days) · Affiliated broker-dealer or bank to another
• I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
  left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
• M••••• S•••••• • C•• L•• to I••••••••• A••••••• I••••••••• I•••
  left Nov 4, 2008, registered Sep 2, 2011 (1032 days) · Other

• J•••• C••••••••• W•••••• left T••••••••• F•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-04-02)
  Dec 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address