DFX Intelligence
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Registered advisor
M•••••• J•••• G•••••••••
Feed of 09/14/2026
At current firm
1 y
since Nov 8, 2024
In the industry
18 y
since Mar 26, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 8, 2024 · Holland, Mi
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Nov 14, 2024 · Holland, Mi
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Jun 14, 2024 · Holland, Mi
- S•• A•••••••• I••• formerFeb 18, 2011 to Sep 18, 2020 · Holland, Mi
- Q•• F•••••••• L•• unclassifiedJun 7, 2010 to Feb 11, 2011 · Caledonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Nov 14, 2024, registered Nov 8, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Q•• F•••••••• L•• to S•• A•••••••• I•••left Feb 11, 2011, registered Feb 18, 2011 (7 days) · Other
Signals
- ••• LockedNov 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address