RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••••• M• C••••••
- B••••• M•••••• independent RIA currentsince Feb 13, 2025 · Timonium, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedMar 10, 2021 to Mar 27, 2025 · Austin, Tx
- T•• L• W••••• C••••••••• I•• independent RIAMar 23, 2016 to Mar 11, 2021 · Timonium, Md
- K••••• A••••••• S•••••••• L•• to B••••• M••••••left Mar 27, 2025, registered Feb 13, 2025 (-42 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T•• L• W••••• C••••••••• I•• to K••••• A••••••• S•••••••• L••left Mar 11, 2021, registered Mar 10, 2021 (-1 days) · RIA to affiliated broker-dealer or bank
- G•••••••• M• C•••••• left K••••• A••••••• S•••••••• L•• for B••••• M•••••• (registered 2025-02-13)Mar 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address