DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M••••••• T•••

M••••• C•••••• M••••••••• C••asset managerMt Pleasant, ScIA-onlyIAPD 5491255

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• M T•••

At current firm

1 y

since Feb 7, 2025

In the industry

18 y

since May 27, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• C•••••• M••••••••• C•• asset manager current
since Feb 7, 2025 · Mt Pleasant, Sc
Q•••••• unclassified
May 20, 2014 to Dec 31, 2017 · Charleston, Sc
Q•••••• P•••••••• P•••••••• L•• former
Sep 25, 2013 to Apr 29, 2014 · Charleston, Sc
U••• A•••••••• L•• unclassified
Jul 11, 2011 to Sep 24, 2013 · Mount Pleasant, Sc
Q•••••• unclassified
Sep 29, 2010 to Sep 24, 2013 · Mount Pleasant, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 4, 2008 to Sep 7, 2010 · Mount Pleasant, Sc

Moves

a registration end followed by a registration begin elsewhere

Q•••••• to M••••• C•••••• M••••••••• C••
left Dec 31, 2017, registered Feb 7, 2025 (2595 days) · Other
Q•••••• P•••••••• P•••••••• L•• to Q••••••
left Apr 29, 2014, registered May 20, 2014 (21 days) · Other
U••• A•••••••• L•• to Q•••••• P•••••••• P•••••••• L••
left Sep 24, 2013, registered Sep 25, 2013 (1 days) · Other
Q•••••• to U••• A•••••••• L••
left Sep 24, 2013, registered Jul 11, 2011 (-806 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to Q••••••
left Sep 7, 2010, registered Sep 29, 2010 (22 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address