RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• P••• H••••
- B•• P•••••••• I••• BD affiliated currentsince Jan 3, 2017 · Cedar Rapids, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 1, 2013 to Jan 10, 2017 · Colleyville, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 6, 2011 to Feb 22, 2013 · Addison, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B•• P•••••••• I•••left Jan 10, 2017, registered Jan 3, 2017 (-7 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 22, 2013, registered Feb 1, 2013 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address