RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• S•••••• R••••••
- M•••••• F•••••••• G•••• L•• independent RIA currentsince May 11, 2015 · Overland Park, Ks
- V•• A••••••• S••••••• formerSep 16, 2008 to May 11, 2015 · Overland Park, Ks
- M••••• S•••••• • C•• L•• unclassifiedJun 17, 2008 to Sep 16, 2008 · Overland Park, Ks
- V•• A••••••• S••••••• to M•••••• F•••••••• G•••• L••left May 11, 2015, registered May 11, 2015 (0 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to V•• A••••••• S•••••••left Sep 16, 2008, registered Sep 16, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address