DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jacob Michael Geglein

Mai Capital Management, LLCindependent RIACincinnati, OhIA-onlyIAPD 5494455

Feed of 09/14/2026

Also filed as Jacob M Geglein

At current firm

1 y

since May 14, 2025

In the industry

16 y

since Nov 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mai Capital Management, LLC independent RIA current
since May 14, 2025 · Cincinnati, Oh
Constellation Wealth Advisors independent RIA
Mar 24, 2020 to Apr 25, 2025 · Cincinnati, Oh
Constellation Wealth Advisors, LLC former
Oct 26, 2017 to May 28, 2020 · Cincinnati, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 3, 2011 to Oct 31, 2017 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Constellation Wealth Advisors to Mai Capital Management, LLC
left Apr 25, 2025, registered May 14, 2025 (19 days) · RIA to RIA · moved with a team
Constellation Wealth Advisors, LLC to Constellation Wealth Advisors
left May 28, 2020, registered Mar 24, 2020 (-65 days) · channel change inside one enterprise, not a move · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Constellation Wealth Advisors, LLC
left Oct 31, 2017, registered Oct 26, 2017 (-5 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

Jacob Michael Geglein left Constellation Wealth Advisors for Mai Capital Management, Llc (registered 2025-05-14)
Apr 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address