DFX Intelligence
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Registered advisor
S••••• M• S••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•• M• S••••••••• M•• S••••••••• M•• S••••••••• S••••••
At current firm
9 y
since Nov 9, 2016
In the industry
17 y
since Jul 30, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 9, 2016 · Washington, Dc
- P•• W••••• M••••••••• BD affiliatedJan 24, 2013 to Mar 18, 2016 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 14, 2011 to Jan 7, 2013 · Washington, Dc
- P••• A••••• S••••••••• L•• BD affiliatedAug 7, 2009 to Dec 23, 2010 · Chevy Chase, Md
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••left Mar 18, 2016, registered Nov 9, 2016 (236 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jan 7, 2013, registered Jan 24, 2013 (17 days) · Other
- P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 23, 2010, registered Feb 14, 2011 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address