RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• A•••• E••
- O•••• T••• A•••• M••••••••• state registered currentsince Apr 1, 2021 · Northville, Mi
- B••• C••• P•••••••• L•• independent RIASep 23, 2019 to Sep 8, 2020 · Farmington Hills, Mi
- A•••• A•••• M••••••••• I••• independent RIASep 13, 2012 to Nov 14, 2016 · Falls Church, Va
- N•• E•••••• S••••••••• C••••••••• formerMar 23, 2009 to Apr 16, 2012 · Elkridge, Md
- B••• C••• P•••••••• L•• to O•••• T••• A•••• M•••••••••left Sep 8, 2020, registered Apr 1, 2021 (205 days) · RIA to a state-registered adviser
- A•••• A•••• M••••••••• I••• to B••• C••• P•••••••• L••left Nov 14, 2016, registered Sep 23, 2019 (1043 days) · Other
- N•• E•••••• S••••••••• C••••••••• to A•••• A•••• M••••••••• I•••left Apr 16, 2012, registered Sep 13, 2012 (150 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address