DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• D••• S••••••
Feed of 09/15/2026
At current firm
1 y
since May 15, 2025
In the industry
17 y
since Nov 19, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Battle Creek, Mi
- C••• F•••••••• S•••••••• L••• formerApr 18, 2011 to May 15, 2025 · Mattawan, Mi
- O•••• I••••••••• I••• BD affiliatedJan 20, 2011 to Apr 15, 2011 · Zeeland, Mi
- M••••• S•••••• • C•• L•• unclassifiedNov 19, 2008 to Nov 20, 2008 · Holland, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- O•••• I••••••••• I••• to C••• F•••••••• S•••••••• L•••left Apr 15, 2011, registered Apr 18, 2011 (3 days) · Other
- M••••• S•••••• • C•• L•• to O•••• I••••••••• I•••left Nov 20, 2008, registered Jan 20, 2011 (791 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address