RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• L••••• P•
- H••• S••••••••• •••• I••• BD affiliated currentsince May 14, 2026 · Beverly Hills, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 30, 2024 to May 8, 2026 · Los Angeles, Ca
- S••••• A•••••••• L•• independent RIAFeb 23, 2024 to Apr 30, 2024 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Mar 6, 2024 · Pasadena, Ca
- M•• F•••••••• S•••••••• I••• formerApr 28, 2016 to Mar 25, 2017 · Pasadena, Ca
- H••• S••••••••• •••• I••• BD affiliatedMay 29, 2013 to Apr 15, 2016 · Alhambra, Ca
- M•• I•••••••• S•••••••• L•• to H••• S••••••••• •••• I•••left May 8, 2026, registered May 14, 2026 (6 days) · Affiliated broker-dealer or bank to another
- S••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 30, 2024, registered May 30, 2024 (30 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to S••••• A•••••••• L••left Mar 6, 2024, registered Feb 23, 2024 (-12 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- H••• S••••••••• •••• I••• to M•• F•••••••• S•••••••• I•••left Apr 15, 2016, registered Apr 28, 2016 (13 days) · Other
- E•••• L••••• P• left M•• I•••••••• S•••••••• L•• for H••• S••••••••• •••• I••• (registered 2026-05-14)May 8, 2026 · Advisor changed firm · fact
- E•••• L••••• P• left S••••• A•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2024-05-30)Apr 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address