T•••••• B•••••

A••••••••• F•••••••• S•••••••• L••national BDDallas, Tx dual registrantIAPD 5513657

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••••• J•••• B•••••

At current firm

3 y

since Aug 18, 2023

In the industry

17 y

since Nov 17, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Aug 18, 2023 · Dallas, Tx
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Aug 29, 2023 · Dallas, Tx
M••••• K••••• • C••••••• L•• former
Nov 18, 2008 to Feb 13, 2013 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 29, 2023, registered Aug 18, 2023 (-11 days) · Affiliated broker-dealer or bank to another
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Aug 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address