DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Thomas Sponaugle
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Nov 28, 2017
In the industry
18 y
since Apr 29, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Evermay Wealth Management, LLC independent RIA currentsince Nov 28, 2017 · Arlington, Va
- United Capital Financial Advisors independent RIAMar 25, 2013 to Sep 11, 2017 · Bethesda, Md
- Mtb Asset Management, Inc. unclassifiedApr 30, 2008 to May 20, 2011 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Evermay Wealth Management, LLCleft Sep 11, 2017, registered Nov 28, 2017 (78 days) · Other
- Mtb Asset Management, Inc. to United Capital Financial Advisorsleft May 20, 2011, registered Mar 25, 2013 (675 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address