RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• P•••••••••
- G••••••••• L••••••• W••••• M••••••••• state registered currentsince Sep 12, 2023 · Coeur D'Alene, Id
- G•••• F•••••••• L•• otherFeb 23, 2021 to Aug 9, 2023 · Jackson, Wy
- U•• F•••••••• S••••••• I••• wirehouseJun 23, 2008 to Feb 11, 2021 · Spokane, Wa
- G•••• F•••••••• L•• to G••••••••• L••••••• W••••• M•••••••••left Aug 9, 2023, registered Sep 12, 2023 (34 days) · RIA to a state-registered adviser
- U•• F•••••••• S••••••• I••• to G•••• F•••••••• L••left Feb 11, 2021, registered Feb 23, 2021 (12 days) · Other
- J••• R••••• P••••••••• left G•••• F•••••••• L•• for G••••••••• L••••••• W••••• M••••••••• (registered 2023-09-12)Aug 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address