RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R•••••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 4, 2025 · Bridgewater, Nj
- P••••••• W••••• A••••••• L•• independent RIANov 30, 2021 to Dec 16, 2025 · Bridgewater, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 7, 2010 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 8, 2009 to Oct 23, 2009 · Boston, Ma
- B••• A•••••••• L•• formerAug 8, 2008 to Dec 31, 2008 · Boston, Ma
- P••••••• W••••• A••••••• L•• to L•• F•••••••• L••left Dec 16, 2025, registered Dec 4, 2025 (-12 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••• W••••• A••••••• L••left Jun 7, 2010, registered Nov 30, 2021 (4194 days) · Wirehouse to independent RIA
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- B••• A•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
- J••••• R•••••• S••••• left P••••••• W••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-12-04)Dec 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address