DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Soumit Sarkar
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
1 y
since Feb 4, 2025
In the industry
16 y
since Oct 19, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Feb 4, 2025 · Princeton, Nj
- Ic Advisory Services, Inc. formerFeb 4, 2021 to Feb 5, 2025 · Bedminster, Nj
- Center Street Advisors, Inc. formerApr 7, 2016 to Feb 4, 2021 · Princeton, Nj
- Hsbc Securities (USA) Inc. BD affiliatedOct 19, 2009 to Jan 10, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Ic Advisory Services, Inc. to Cambridge Investment Research Advisors, Inc.left Feb 5, 2025, registered Feb 4, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Center Street Advisors, Inc. to Ic Advisory Services, Inc.left Feb 4, 2021, registered Feb 4, 2021 (0 days) · RIA to affiliated broker-dealer or bank
- Hsbc Securities (USA) Inc. to Center Street Advisors, Inc.left Jan 10, 2011, registered Apr 7, 2016 (1914 days) · Other
Signals
- Soumit Sarkar left Ic Advisory Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-02-04)Feb 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address