M•••••• J•• M••••

• O•••• W•••••• I••• BD affiliated current
  since Jul 31, 2019 · Largo, Fl
• S••••••• I••••••••• I••• former
  May 13, 2016 to Nov 2, 2018 · Tampa, Fl
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Mar 11, 2015 to May 13, 2016 · Clearwater, Fl
• W•••••• • R••• former
  Jul 8, 2008 to Mar 6, 2015 · Tampa, Fl

• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Jul 31, 2019 (271 days) · corporate re-registration, not a move
• T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
  left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
• W•••••• • R••• to T••••••••• F•••••••• A•••••••• L••
  left Mar 6, 2015, registered Mar 11, 2015 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address