DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Michael Goyer
Feed of 09/14/2026
At current firm
0 y
since Dec 22, 2025
In the industry
20 y
since Jan 1, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lotus Oak Capital Institute state registered currentsince Dec 22, 2025 · Burbank, Ca
- MML Investors Services, LLC BD affiliatedSep 25, 2024 to Mar 24, 2025 · Los Angeles, Ca
- Sutter Capital Partners, LLC unclassifiedJul 7, 2017 to Nov 12, 2018 · Irvine, Ca
- Holly Street Wealth Advisors formerJun 3, 2016 to Aug 3, 2016 · Pasadena, Ca
- Keystone Capital Corporation formerFeb 10, 2014 to Jul 10, 2014 · New York, Ny
- Partnervest Advisory Services LLC formerOct 24, 2013 to Mar 1, 2016 · Santa Barbara, Ca
- New England Securities Corporation formerApr 3, 2013 to May 8, 2013 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Lotus Oak Capital Instituteleft Mar 24, 2025, registered Dec 22, 2025 (273 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Sutter Capital Partners, LLC to MML Investors Services, LLCleft Nov 12, 2018, registered Sep 25, 2024 (2144 days) · Other
- Holly Street Wealth Advisors to Sutter Capital Partners, LLCleft Aug 3, 2016, registered Jul 7, 2017 (338 days) · Other
- Partnervest Advisory Services LLC to Keystone Capital Corporationleft Mar 1, 2016, registered Feb 10, 2014 (-750 days) · Other
- Keystone Capital Corporation to Holly Street Wealth Advisorsleft Jul 10, 2014, registered Jun 3, 2016 (694 days) · Other
- New England Securities Corporation to Partnervest Advisory Services LLCleft May 8, 2013, registered Oct 24, 2013 (169 days) · Other
Signals
- Adam Michael Goyer left Mml Investors Services, Llc for Lotus Oak Capital Institute (registered 2025-12-22)Mar 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address