RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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B••• R••••• J••••••
- L•• F•••••••• L•• BD affiliated currentsince May 4, 2026 · Bellevue, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDMay 11, 2015 to May 12, 2026 · Maquoketa, Ia
- B•• P•••••••• I••• BD affiliatedDec 12, 2013 to May 20, 2015 · Galena, Il
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedJul 29, 2011 to Dec 12, 2013 · Galena, Il
- L•• F•••••••• L•• BD affiliatedAug 5, 2010 to Jun 30, 2011 · Galena, Il
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left May 12, 2026, registered May 4, 2026 (-8 days) · Affiliated broker-dealer or bank to another
- B•• P•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 20, 2015, registered May 11, 2015 (-9 days) · Other
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left Dec 12, 2013, registered Dec 12, 2013 (0 days) · Other
- L•• F•••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Jun 30, 2011, registered Jul 29, 2011 (29 days) · Other
- B••• R••••• J•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-05-04)May 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address