RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F••••••• N••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 31, 2018 · Kansas City, Mo
- P••••••• F•••••••• G•••• formerJan 11, 2017 to Dec 18, 2018 · Overland Park, Ks
- P••••••• F•••••••• G•••• formerOct 19, 2012 to Dec 31, 2016 · Kansas City, Mo
- 1•• G••••• A••••••• I•• formerDec 9, 2008 to Nov 3, 2011 · Kansas City, Mo
- P••••••• F•••••••• G•••• to L•• F•••••••• L••left Dec 18, 2018, registered Jan 31, 2018 (-321 days) · RIA to RIA · moved with a team
- 1•• G••••• A••••••• I•• to P••••••• F•••••••• G••••left Nov 3, 2011, registered Oct 19, 2012 (351 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address