DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Thomas Simpson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike T Simpson
At current firm
12 y
since Mar 18, 2014
In the industry
17 y
since Feb 13, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Visionary Horizons, LLC independent RIA currentsince Mar 18, 2014 · Knoxville, Tn
- C & J Wealth Advisors formerSep 15, 2009 to Feb 8, 2013 · Oak Ridge, Tn
- Concourse Financial Group Advisors formerFeb 13, 2009 to Aug 31, 2009 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- C & J Wealth Advisors to Visionary Horizons, LLCleft Feb 8, 2013, registered Mar 18, 2014 (403 days) · Other
- Concourse Financial Group Advisors to C & J Wealth Advisorsleft Aug 31, 2009, registered Sep 15, 2009 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address