RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D••••• P•••••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Mar 14, 2025 · Pocatello, Id
- F•••••••• S••••••• L•• formerJan 10, 2022 to Aug 12, 2025 · Pocatello, Id
- S•••••••• W••••• M••••••••• L•• formerMay 8, 2013 to Mar 14, 2025 · Pocatello, Id
- F•••••••• S••••••• L•• to M•••• F•••••••• A•••••••left Aug 12, 2025, registered Mar 14, 2025 (-151 days) · Other · moved with a team
- S•••••••• W••••• M••••••••• L•• to F•••••••• S••••••• L••left Mar 14, 2025, registered Jan 10, 2022 (-1159 days) · Other · moved with a team
- J••• D••••• P••••••• left F•••••••• S••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-03-14)Aug 12, 2025 · Advisor changed firm · fact
- J••• D••••• P••••••• left S•••••••• W••••• M••••••••• L•• for F•••••••• S••••••• L•• (registered 2022-01-10)Mar 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address