RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• T•••••
- C•••••• P••••••• I••••••••• G•••• L•• independent RIA currentsince Jan 13, 2022 · C••••••, Il
- R••••••••• C•• formerDec 15, 2022 to Mar 2, 2023 · Tysons Corner, Va
- C•••••• P••••••• I••••••••• G•••• L•• independent RIAJul 10, 2014 to Dec 31, 2021 · C••••••, Il
- W•••••• • R••• formerJul 30, 2009 to Dec 10, 2009 · Savage, Mn
- R••••••••• C•• to no registered destinationleft Mar 2, 2023 · Departure, no registered destination
- W•••••• • R••• to C•••••• P••••••• I••••••••• G•••• L••left Dec 10, 2009, registered Jul 10, 2014 (1673 days) · Other
- D••••• J••••• T••••• no longer registered at R••••••••• C••; no later IA registration on IAPDMar 2, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address