DFX Intelligence
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Registered advisor
J••• S••••••
Feed of 09/15/2026
Also filed as J••• M••••• S••••••••• S••••••
At current firm
6 y
since Oct 16, 2019
In the industry
15 y
since Mar 11, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2019 · Henderson, Nv
- W•••• F•••• A••••••• wirehouseAug 26, 2014 to Oct 16, 2019 · El Segundo, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 14, 2011 to Sep 2, 2014 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 16, 2019, registered Oct 16, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 2, 2014, registered Aug 26, 2014 (-7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address