DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Luigi Pecorino

Ameriprise Financial Services, LLCnational BDYork, Sc dual registrantIAPD 5550810

Feed of 09/15/2026

Also filed as Luigi Vincent Pecorino

At current firm

1 y

since May 8, 2025

In the industry

17 y

since Jun 27, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since May 8, 2025 · Minneapolis, Mn
LPL Financial LLC BD affiliated
Oct 23, 2024 to Apr 15, 2025 · Fort Mill, Sc
Cadaret Grant & Co Inc former
Dec 12, 2023 to Sep 10, 2024 · Syracuse, Ny
LPL Financial LLC BD affiliated
Nov 1, 2016 to Dec 12, 2023 · Fort Mill, Sc

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Ameriprise Financial Services, LLC
left Apr 15, 2025, registered May 8, 2025 (23 days) · Affiliated broker-dealer or bank to another
Cadaret Grant & Co Inc to LPL Financial LLC
left Sep 10, 2024, registered Oct 23, 2024 (43 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Cadaret Grant & Co Inc
left Dec 12, 2023, registered Dec 12, 2023 (0 days) · Affiliated broker-dealer or bank to another

Signals

Luigi Pecorino left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2025-05-08)
Apr 15, 2025 · Advisor changed firm · fact
Luigi Pecorino left Cadaret Grant & Co Inc for Lpl Financial Llc (registered 2024-10-23)
Sep 10, 2024 · Advisor changed firm · fact
Luigi Pecorino left Lpl Financial Llc for Cadaret Grant & Co Inc (registered 2023-12-12)
Dec 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address