RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O•• R••• L•• independent RIA currentsince Oct 30, 2025 · Santa Barbara, Ca
- M•••• F•••••••• A••••••• L•• formerFeb 4, 2013 to Feb 9, 2017 · Larkspur, Ca
- C•••••• C••••••• I••• formerApr 27, 2010 to Dec 14, 2012 · Short Hills, Nj
- M•••• F•••••••• A••••••• L•• to O•• R••• L••left Feb 9, 2017, registered Oct 30, 2025 (3185 days) · Other
- C•••••• C••••••• I••• to M•••• F•••••••• A••••••• L••left Dec 14, 2012, registered Feb 4, 2013 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address