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RIA Intelligence

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Registered advisor

C•••••••• F•• O••••••

C••••• I••••••••• A••••••• L••BD affiliatedCharlestown, Ridual registrantIAPD 5558134

Certified Financial Planner

Feed of 09/14/2026

Also filed as Christian F O'Neill

At current firm

1 y

since Sep 5, 2025

In the industry

16 y

since Jul 21, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Charlestown, Ri
A•••••• A••••••• S••••••• former
May 20, 2022 to Sep 5, 2025 · Middletown, Ri
C••••••• S••••••••• I••• BD affiliated
Dec 22, 2015 to May 19, 2022 · Newport, Ri
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 4, 2015 to Dec 28, 2015 · Westbury, Ny

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to A•••••• A••••••• S•••••••
left May 19, 2022, registered May 20, 2022 (1 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Dec 28, 2015, registered Dec 22, 2015 (-6 days) · Other

Signals

C•••••••• F•• O•••••• left C••••••• S••••••••• I••• for A•••••• A••••••• S••••••• (registered 2022-05-20)
May 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address