RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••• F•••••••
- D•••• V•••••• I••••••••• L•• independent RIA currentsince Feb 20, 2018 · Peoria, Il
- V•••••• A•••••••• I••• BD affiliatedAug 31, 2012 to Feb 16, 2018 · Bloomington, Il
- I••••••••• P••••••••• I••• formerJul 3, 2008 to Aug 8, 2012 · San Antonio, Tx
- V•••••• A•••••••• I••• to D•••• V•••••• I••••••••• L••left Feb 16, 2018, registered Feb 20, 2018 (4 days) · Other
- I••••••••• P••••••••• I••• to V•••••• A•••••••• I•••left Aug 8, 2012, registered Aug 31, 2012 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address