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Registered advisor
L••••••• K• W••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseJacksonville, Fldual registrantIAPD 5568049
Feed of 09/14/2026
Also filed as Larry W••••
At current firm
13 y
since Mar 14, 2013
In the industry
17 y
since Oct 15, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 14, 2013 · Jacksonville, Fl
- C••••• S••••• S••••••••• •••• L•• formerJan 8, 2013 to Mar 12, 2013 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 12, 2013, registered Mar 14, 2013 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address