DFX Intelligence
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Registered advisor
A••• Z••• J••••• S•••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as A••• Z••• J••••• S•••••••• S•••
At current firm
3 y
since May 23, 2023
In the industry
17 y
since Jan 30, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince May 23, 2023 · Des Moines, Ia
- W•••• F•••• A••••••• wirehouseAug 13, 2014 to May 3, 2018 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 26, 2011 to May 3, 2018 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left May 3, 2018, registered May 23, 2023 (1846 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left May 3, 2018, registered May 23, 2023 (1846 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address