J•••• P•••••• O••••

• G•• S••••••••• I••• BD affiliated current
  since Mar 4, 2019 · Lake Worth, Fl
• A•••••• A••••••• S••••••• former
  Sep 1, 2016 to Mar 1, 2019 · Lake Worth, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 9, 2011 to Jan 8, 2016 · Coral Springs, Fl
• A•••••• A••••••• S••••••• former
  Jan 12, 2009 to Nov 10, 2011 · Wellington, Fl

• A•••••• A••••••• S••••••• to G•• S••••••••• I•••
  left Mar 1, 2019, registered Mar 4, 2019 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• A••••••• S•••••••
  left Jan 8, 2016, registered Sep 1, 2016 (237 days) · Other
• A•••••• A••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 10, 2011, registered Nov 9, 2011 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address