RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• W• R••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 20, 2026 · Summerland Key, Fl
- L•• F•••••••• L•• BD affiliatedJul 10, 2025 to Sep 11, 2026 · Summerland Key, Fl
- N••• F•••••••• G••••• I••• formerSep 2, 2011 to Jul 10, 2025 · Summerland Key, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2008 to Sep 8, 2011 · Wellesley Hills, Ma
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 11, 2026, registered Aug 20, 2026 (-22 days) · corporate re-registration, not a move
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••••• G••••• I•••left Sep 8, 2011, registered Sep 2, 2011 (-6 days) · Other
- W•••••• W• R•••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-08-20)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address