DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Thomas Sorrentino
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
1 y
since Apr 29, 2025
In the industry
13 y
since Mar 1, 2013 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Darwin Wealth Management independent RIA currentsince Apr 29, 2025 · Tampa, Fl
- Farther independent RIADec 19, 2024 to Oct 15, 2025 · Denver, Co
- Darwin Asset Management, LLC formerJan 26, 2024 to Jun 27, 2024 · Denver, Co
- Darwin Asset Management, LLC formerDec 7, 2022 to Dec 31, 2023 · Denver, Co
- Truadvice LLC formerSep 24, 2018 to Mar 7, 2019 · Atlanta, Ga
- Global Financial Private Capital, Inc. formerNov 5, 2015 to Mar 19, 2018 · New York, Ny
- Aviance Capital Management, LLC formerJun 24, 2013 to Dec 8, 2016 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Farther to Darwin Wealth Managementleft Oct 15, 2025, registered Apr 29, 2025 (-169 days) · RIA to RIA
- Darwin Asset Management, LLC to Fartherleft Jun 27, 2024, registered Dec 19, 2024 (175 days) · Other
- Truadvice LLC to Darwin Asset Management, LLCleft Mar 7, 2019, registered Dec 7, 2022 (1371 days) · Other
- Global Financial Private Capital, Inc. to Truadvice LLCleft Mar 19, 2018, registered Sep 24, 2018 (189 days) · Other · moved with a team
- Aviance Capital Management, LLC to Global Financial Private Capital, Inc.left Dec 8, 2016, registered Nov 5, 2015 (-399 days) · Other
Signals
- Michael Thomas Sorrentino left Farther for Darwin Wealth Management (registered 2025-04-29)Oct 15, 2025 · Advisor changed firm · fact
- Michael Thomas Sorrentino left Darwin Asset Management, Llc for Farther (registered 2024-12-19)Jun 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address