RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• E••• K••••••
- A••• F•••••••• C••••••••• L•• independent RIA currentsince Mar 4, 2026 · Plano, Tx
- 1•• G••••• A••••••• I•• formerMay 14, 2013 to Oct 8, 2018 · Dallas, Tx
- V•• A•••••••• I••• formerNov 2, 2012 to Apr 19, 2013 · Los Angeles, Ca
- 1•• G••••• A••••••• I•• to A••• F•••••••• C••••••••• L••left Oct 8, 2018, registered Mar 4, 2026 (2704 days) · Affiliated broker-dealer or bank to independent RIA
- V•• A•••••••• I••• to 1•• G••••• A••••••• I••left Apr 19, 2013, registered May 14, 2013 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address