DFX Intelligence
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Registered advisor
E••• J•••• P•••••
Feed of 09/14/2026
Also filed as E••• J• P••••••••• J•••• P••••••••• P•••••
At current firm
8 y
since Jan 2, 2018
In the industry
17 y
since Jan 21, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 2, 2018 · Newtown, Pa
- W•••• F•••• A••••••• wirehouseAug 27, 2013 to Dec 21, 2017 · Warminster, Pa
- P•• W••••• M••••••••• BD affiliatedMay 23, 2012 to Aug 23, 2013 · Chalfont, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Dec 21, 2017, registered Jan 2, 2018 (12 days) · Other
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Aug 23, 2013, registered Aug 27, 2013 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address