RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•• F•••••••
- Q••••• P••••••• I••••••••• M••••••••• independent RIA currentsince Aug 16, 2023 · Danville, In
- K•••• M••••••••• formerMay 1, 2020 to Aug 30, 2023 · Danville, In
- E•• W••••• A••••••• L•• unclassifiedJan 16, 2018 to Sep 17, 2018 · Indianapolis, In
- P••••••••• W••••• A••••••• L•• unclassifiedSep 7, 2016 to Dec 31, 2017 · Indianapolis, In
- E•• W••••• A••••••• L•• unclassifiedDec 18, 2015 to Dec 31, 2017 · Indianapolis, In
- K•••• M••••••••• to Q••••• P••••••• I••••••••• M•••••••••left Aug 30, 2023, registered Aug 16, 2023 (-14 days) · RIA to RIA
- E•• W••••• A••••••• L•• to K•••• M•••••••••left Sep 17, 2018, registered May 1, 2020 (592 days) · Other
- E•• W••••• A••••••• L•• to P••••••••• W••••• A••••••• L••left Dec 31, 2017, registered Sep 7, 2016 (-480 days) · Other · moved with a team
- P••••••••• W••••• A••••••• L•• to E•• W••••• A••••••• L••left Dec 31, 2017, registered Jan 16, 2018 (16 days) · Other · moved with a team
- D••••• J•• F••••••• left K•••• M••••••••• for Q••••• P••••••• I••••••••• M••••••••• (registered 2023-08-16)Aug 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address