DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Paul Tanner
Feed of 09/14/2026
At current firm
8 y
since Dec 19, 2017
In the industry
50 y
since Jan 1, 1976 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Forty North Wealth independent RIA currentsince Dec 19, 2017 · Glendale, Co
- Sii Investments, Inc. formerFeb 10, 2009 to Dec 19, 2017 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- Sii Investments, Inc. to Forty North Wealthleft Dec 19, 2017, registered Dec 19, 2017 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 50derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address