RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• T• H•••••
- C•••••••• W••••• I••••••••• L•• independent RIA currentsince Apr 11, 2025 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDMay 18, 2018 to Jul 21, 2022 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 12, 2009 to May 21, 2018 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• to C•••••••• W••••• I••••••••• L••left Jul 21, 2022, registered Apr 11, 2025 (995 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left May 21, 2018, registered May 18, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- B•••••• T• H••••• left R•••••• J•••• • A••••••••• I••• for C•••••••• W••••• I••••••••• L•• (registered 2025-04-11)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address