RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• C•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Gurnee, Il
- W••••••• I••••••••• formerSep 13, 2013 to Jan 23, 2025 · Chicago, Il
- E•••• N••••••• S••••••••• I••• formerApr 24, 2012 to Sep 13, 2013 · River Grove, Il
- C•••• I••••••••• S••••••• C•••• formerMay 20, 2011 to Feb 6, 2012 · Palatine, Il
- W••••••• I••••••••• to L•• F•••••••• L••left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- E•••• N••••••• S••••••••• I••• to W••••••• I•••••••••left Sep 13, 2013, registered Sep 13, 2013 (0 days) · Other
- C•••• I••••••••• S••••••• C•••• to E•••• N••••••• S••••••••• I•••left Feb 6, 2012, registered Apr 24, 2012 (78 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address