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Registered advisor
H•••• C••••••• Y• S•••
Feed of 09/14/2026
Also filed as Yi Xu
At current firm
8 y
since Jul 2, 2018
In the industry
16 y
since Nov 13, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 2, 2018 · Pasadena, Ca
- H••• S••••••••• •••• I••• BD affiliatedJul 29, 2014 to Jun 13, 2018 · Arcadia, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 6, 2010 to Jul 14, 2014 · Pasadena, Ca
- C•••••• S••••• • C••• I••• national BDFeb 1, 2010 to Mar 16, 2010 · Arcadia, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 16, 2009 to Nov 30, 2009 · Monterey Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to U•• F•••••••• S••••••• I•••left Jun 13, 2018, registered Jul 2, 2018 (19 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• S••••••••• •••• I•••left Jul 14, 2014, registered Jul 29, 2014 (15 days) · Other
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 16, 2010, registered Apr 6, 2010 (21 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••left Nov 30, 2009, registered Feb 1, 2010 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address