DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••••• L•• G••••••••

U••• B•••••• A•••••••• L••BD affiliatedWinneconne, Wi dual registrantIAPD 5608604

Feed of 09/15/2026

Also filed as J••••••• Lyn Mcmannes

At current firm

0 y

since Feb 13, 2026

In the industry

17 y

since Jan 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Oshkosh, Wi
U••• B•••••• I••••••••• I••• former
Jan 12, 2026 to Feb 13, 2026 · Winneconne, Wi
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Dec 31, 2025 · Scottsdale, Az
S••••••••• A•••••• A•••••••• I••• former
Jul 9, 2018 to Jun 14, 2024 · Appleton, Wi
I••••••••• C•••••• O• A••••••• I••• former
Nov 17, 2011 to Apr 24, 2018 · Appleton, Wi
S•• I••••••••• I••• former
Nov 16, 2011 to Apr 24, 2018 · Appleton, Wi

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to U••• B•••••• I••••••••• I•••
left Dec 31, 2025, registered Jan 12, 2026 (12 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
S•• I••••••••• I••• to I••••••••• C•••••• O• A••••••• I•••
left Apr 24, 2018, registered Nov 17, 2011 (-2350 days) · channel change inside one enterprise, not a move · moved with a team
I••••••••• C•••••• O• A••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Apr 24, 2018, registered Jul 9, 2018 (76 days) · Other · moved with a team

Signals

J••••••• L•• G•••••••• left O•••• W•••••• I••• for U••• B•••••• I••••••••• I••• (registered 2026-01-12)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address