RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••• A••••••• P••••••• BD affiliated currentsince Jul 20, 2026 · Bradford , Nh
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedAug 31, 2022 to Jul 20, 2026 · Bradford, Nh
- P••••••• P•••••• W•••••• L•• formerMar 1, 2019 to Sep 12, 2022 · Burlington, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 27, 2010 to Mar 27, 2018 · Andover, Ma
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 20, 2026, registered Jul 20, 2026 (0 days) · corporate re-registration, not a move
- P••••••• P•••••• W•••••• L•• to U••• C•••••• W••••• A•••••••• L••left Sep 12, 2022, registered Aug 31, 2022 (-12 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••• P•••••• W•••••• L••left Mar 27, 2018, registered Mar 1, 2019 (339 days) · Wirehouse to independent RIA
- D•••••• L• R•• left P••••••• P•••••• W•••••• L•• for U••• C•••••• W••••• A•••••••• L•• (registered 2022-08-31)Sep 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address