M•••••• J••••• F••••••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 8, 2020 · Hollywood, Fl
• K••••• A••••••• S•••••••• L•• BD affiliated
  Feb 10, 2017 to Dec 9, 2020 · Hollywood, Fl
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 29, 2016 to Dec 31, 2016 · Hollywood, Fl
• N•• A•••••• S•••••••• L•• former
  May 6, 2014 to Sep 22, 2016 · Hollywood, Fl

• K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
  left Dec 9, 2020, registered Dec 8, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 29, 2016 (-146 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address