RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• P••• S••••
- D• • C• A•••••••• L•• independent RIA currentsince Oct 16, 2018 · Grand Haven, Mi
- L•• F•••••••• L•• BD affiliatedOct 10, 2018 to Oct 10, 2018 · Grand Haven, Mi
- S••••••••• A•••••• A•••••••• I••• formerMay 2, 2016 to Oct 10, 2018 · Grand Rapids, Mi
- F•••• A••••• A••••••• S•••••••• I••• formerMar 16, 2014 to May 10, 2016 · Grand Rapids, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedApr 26, 2011 to Mar 14, 2014 · Grand Rapids, Mi
- I••••• F•••••••• C••••••••• formerApr 7, 2009 to Apr 25, 2011 · Grand Rapids, Mi
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Oct 10, 2018, registered Oct 10, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to D• • C• A•••••••• L••left Oct 10, 2018, registered Oct 16, 2018 (6 days) · RIA to RIA
- F•••• A••••• A••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left May 10, 2016, registered May 2, 2016 (-8 days) · Other · moved with a team
- R•••• I••••••••• A••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left Mar 14, 2014, registered Mar 16, 2014 (2 days) · Other
- I••••• F•••••••• C••••••••• to R•••• I••••••••• A••••••• L••left Apr 25, 2011, registered Apr 26, 2011 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address