RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• L••• B••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Jul 2, 2021 · Whitehall, Wi
- I••••• F•••••••• C••••••••• formerDec 5, 2013 to Oct 30, 2015 · Whitehall, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 6, 2012 to Oct 24, 2013 · Altoona, Wi
- E•••••••• A•••••••• L•• national BDMay 18, 2011 to Oct 18, 2012 · Black River Falls, Wi
- I••••• F•••••••• C••••••••• to G•••• V••••• A•••••• G••••• L••left Oct 30, 2015, registered Jul 2, 2021 (2072 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to I••••• F•••••••• C•••••••••left Oct 24, 2013, registered Dec 5, 2013 (42 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Oct 18, 2012, registered Nov 6, 2012 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address