DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Michael Conmy
Feed of 09/15/2026
Also filed as Chris Conmy
At current firm
0 y
since May 22, 2026
In the industry
17 y
since May 11, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Aaron Wealth Advisors independent RIA currentsince May 22, 2026 · Niwot, Co
- Cwm, LLC BD affiliatedAug 14, 2017 to Mar 11, 2026 · Oak Park, Il
- Sequoia Wealth Management, LLC independent RIADec 4, 2014 to Aug 15, 2017 · Oak Park, Il
- Ausdal Financial Partners, Inc. independent RIAJun 30, 2010 to Dec 4, 2014 · Downers Grove, Il
- LPL Financial LLC BD affiliatedOct 16, 2009 to Jul 12, 2010 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cwm, LLC to Aaron Wealth Advisorsleft Mar 11, 2026, registered May 22, 2026 (72 days) · Affiliated broker-dealer or bank to independent RIA
- Sequoia Wealth Management, LLC to Cwm, LLCleft Aug 15, 2017, registered Aug 14, 2017 (-1 days) · Other · moved with a team
- Ausdal Financial Partners, Inc. to Sequoia Wealth Management, LLCleft Dec 4, 2014, registered Dec 4, 2014 (0 days) · Other
- LPL Financial LLC to Ausdal Financial Partners, Inc.left Jul 12, 2010, registered Jun 30, 2010 (-12 days) · Other
Signals
- Christopher Michael Conmy left Cwm, Llc for Aaron Wealth Advisors (registered 2026-05-22)Mar 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address