DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• H•••••• R••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedFrisco, TxIA-onlyIAPD 5635255

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• Farant H••••••

At current firm

0 y

since Feb 22, 2026

In the industry

29 y

since Oct 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Feb 22, 2026 · Frisco, Tx
L•• C•••••• L•• unclassified
Oct 24, 2024 to Mar 26, 2026 · Fort Lauderdale, Fl
I•• I••••••••• A••••••• L•• state registered
Jun 19, 2019 to Apr 1, 2025 · Frisco, Tx
A•••••• A••••••• S••••••• former
Mar 12, 2009 to Jul 27, 2010 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• C•••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 26, 2026, registered Feb 22, 2026 (-32 days) · Other
I•• I••••••••• A••••••• L•• to L•• C•••••• L••
left Apr 1, 2025, registered Oct 24, 2024 (-159 days) · Other
A•••••• A••••••• S••••••• to I•• I••••••••• A••••••• L••
left Jul 27, 2010, registered Jun 19, 2019 (3249 days) · Other

Signals

K•••• H•••••• R•••••• left L•• C•••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-22)
Mar 26, 2026 · Advisor changed firm · fact
K•••• H•••••• R•••••• left I•• I••••••••• A••••••• L•• for L•• C•••••• L•• (registered 2024-10-24)
Apr 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address