DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robbie Joseph Hayes
Feed of 09/14/2026
Also filed as Rob Hayes
At current firm
8 y
since Nov 28, 2017
In the industry
17 y
since Jun 30, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N.E.W. Advisory Services, LLC independent RIA currentsince Nov 28, 2017 · De Pere, Wi
- Sii Investments, Inc. formerAug 2, 2013 to Nov 24, 2017 · Green Bay, Wi
- Investment Centers Of America, Inc. formerJul 1, 2009 to Nov 3, 2010 · Appleton, Wi
- Sii Investments, Inc. formerJun 30, 2009 to Nov 3, 2010 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- Sii Investments, Inc. to N.E.W. Advisory Services, LLCleft Nov 24, 2017, registered Nov 28, 2017 (4 days) · Other · moved with a team
- Investment Centers Of America, Inc. to Sii Investments, Inc.left Nov 3, 2010, registered Aug 2, 2013 (1003 days) · Other
- Sii Investments, Inc. to Investment Centers Of America, Inc.left Nov 3, 2010, registered Jul 1, 2009 (-490 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address