DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••• E•••••••• N••••
Feed of 09/14/2026
Also filed as T••• N••••
At current firm
1 y
since Jan 1, 2025
In the industry
32 y
since Jun 1, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••• N•••• A••••••• S•••••••• L•• state registered currentsince Jan 1, 2025 · Peyton, Co
- T••• N•••• A••••••• S•••••••• L•• state registeredDec 23, 2010 to Dec 31, 2014 · Peyton, Co
- T••• N•••• A••••••• S•••••••• L•• state registeredDec 23, 2010 to Dec 31, 2016 · Peyton, Co
- T••• N•••• A••••••• S•••••••• L•• state registeredDec 23, 2010 to Dec 31, 2017 · Peyton, Co
- J• W• C••• A•••••••• I••• BD affiliatedJul 30, 2009 to Sep 10, 2010 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- J• W• C••• A•••••••• I••• to T••• N•••• A••••••• S•••••••• L••left Sep 10, 2010, registered Dec 23, 2010 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address